-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JhPK/CabsK+vS9UvjM/wgKgQjzo/EBL6dZI/qXHvQUb0tCpM2yaU2soijofgl0qy caVQlvbCTxDe2kTMNtLopw== 0000930661-97-000302.txt : 19970222 0000930661-97-000302.hdr.sgml : 19970222 ACCESSION NUMBER: 0000930661-97-000302 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRAVIS BOATS & MOTORS INC CENTRAL INDEX KEY: 0001012734 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 742024798 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49897 FILM NUMBER: 97532390 BUSINESS ADDRESS: STREET 1: 13045 RESEARCH BLVD CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 5122508103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPSON JOSEPH E CENTRAL INDEX KEY: 0001033293 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 13045 RESEARCH BLVD CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 5122508103 MAIL ADDRESS: STREET 1: 13045 RESEARCH BLVD CITY: AUSTIN STATE: TX ZIP: 78750 SC 13G 1 SCHEDULE 13G (JOSEPH E. SIMPSON) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 TRAVIS BOATS & MOTORS, INC. (NAME OF ISSUER) COMMON STOCK, $.01 PAR VALUE (TITLE OF CLASS OF SECURITIES) 894363-10-0 (CUSIP NUMBER) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP NO. 894363-10-0 SCHEDULE 13G Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph E. Simpson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 326,524 -------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY -0- -------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH 326,524 -------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER PERSON WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 326,524 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP NO. 894363-10-0 SCHEDULE 13G Page 3 of 5 Pages Item 1 (a) Name of Issuer: Travis Boats & Motors, Inc. --------------------------- Item 1 (b) Address of Issuer's Principal Executive Offices: 13045 Research Blvd. -------------------- Austin, Texas 78750 ------------------- Item 2 (a) Name of Person Filing: Joseph E. Simpson ----------------- Item 2 (b) Address of Principal Business Office or, if none, Residence: 13045 Research Blvd. -------------------- Austin, Texas 78750 ------------------- Item 2 (c) Citizenship: USA --- Item 2 (d) Title of Class of Securities: Common Stock, par value $.01 ---------------------------- Item 2 (e) CUSIP No.: 894363-10-0 ----------- Item 3. Not Applicable. --------------- Item 4. Ownership. Item 4 (a) Amount Beneficially Owned: Mr. Simpson owns 326,524 shares of the Issuer's Common Stock. Item 4 (b) Percent of Class: 7.9% ---- CUSIP NO. 894363-10-0 SCHEDULE 13G Page 4 of 5 Pages Item 4 (c) Number of Shares as to Which Such Person Has: (i) Sole power to vote or to direct the vote: 326,524 ------- (ii) Shared power to vote or to direct the vote: -0- --- (iii) Sole power to dispose or to direct the disposition of: 326,524 ------- (iv) Shared power to dispose or to direct the disposition of: -0- --- Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. --------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. --------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. --------------- Item 8. Identification and Classification of Members of the Group. Not Applicable. --------------- Item 9. Notice of Dissolution of Group. Not Applicable. --------------- Item 10. Certification. Not Applicable. ----------------- CUSIP NO. 894363-10-0 SCHEDULE 13G Page 5 of 5 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1997 ------------------------------ Date /s/ Joseph E. Simpson ------------------------------ Signature Joseph E. Simpson ------------------------------ (Name) -----END PRIVACY-ENHANCED MESSAGE-----